News & Views item - June 2011

 

The ERA and a Bibliometricians Viewpoint 9-Years On. (June 29, 2011)

Linda Butler is acknowledged to be Australia's leading expert in bibliometric analysis. Since 1999, she has been head of ANU's Research Evaluation and Policy Project, which was established in the Research School of Social Sciences in 1994.

 

In a letter to The Australian's Higher Education Supplement she responds to a satirical opinion piece (HES June 8) by Joseph Gora* regarding bibliometricians and the Excellence in Research for Australia (ERA).

 

 

It's interesting to compare MS Butler's letter with the summary she wrote in her 7-page submission to the "Higher Education Review" on June 26, 2002.

 

                    Bibliometricians Widely Misunderstood

...I've been intrigued to see the number of times in the recent discussions on the dumping of journal rankings that bibliometricians have been identified as their creators.

As one of the three bibliometricians on the group set up by the Australian Research Council to advise on the development of ERA indicators, I cannot remember a single instance of any of us promoting the use of this indicator.

Professor Ton van Raan from Leiden University and Jonathan Adams from Evidence Ltd in the UK were the other two bibliometricians in the group and our concern was with citation-based measures. It was on these that we advised the ARC. Our only interest in journals was the development of coherent sets that would align as closely as possible to the field of research classification that the ARC wished to use, and for which reliable sets did not then exist.

To us the ranks were of mild interest, but largely irrelevant as citation measures look at the actual impact of articles and don't have to rely on a journal's prestige as an imperfect surrogate to assess it.

An intriguing question for me is to ask is why the science community embraced journal rankings in the first instance. They knew that citation analysis would be used, so why put so much time, effort and money into creating rankings? Journal sets based on fields of research were required, but most of the angst and argument has always been around the rankings.

But bibliometricians make easy scapegoats, and with the recent closure of the Research Evaluation and Policy Project at the ANU, there is now no academic focal point for rebutting these beliefs.

Linda Butler
Program visitor,
School of Politics and International Relations,
Australian National University.
(June 29, 2011)

                         Higher Education at the Crossroads

Submission in response to Ministerial Discussion Paper
Linda Butler
26 June 2002


There are several significant problems with the publications component of the IGS and RTS funding formulas:

It rewards quantity, not quality. A university is allocated the same amount of funding whether it’s publication is a ground-breaking article in Nature or a very pedestrian piece in the Canberra Journal of Frostbite Studies. The publication must appear in a refereed journal, but that definition is very inclusive. As a result, we have seen an explosion of publications from Australian universities appearing in the lowest impact journals.

The collection of the information required for this component of the collection is expensive, both in relation to auditing the universities’ returns, and their compilation by the institutions.

Many universities have adopted the totally inappropriate practice of using an identical formula to internally distribute the money obtained through the IGS to the faculties, departments, and even researchers, that 'earned' it.

It is essential that the funding formulas be amended to overcome these problems by:
-- incorporating quality into the equation
-- using externally available and verifiable data

The publications component of the formula should be dropped immediately, and replaced after extensive research and consultation on the efficiency and efficacy of possible alternatives. Recognising that a number of institutions rely on this element of the formulae for significantly more than the notional 10%, distribution of funds under these schemes should be set at an average of the most recent three years data.

 

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*Joseph Gora is the pseudonym for a lecturer in a university somewhere in regional Australia.